Jun
23
2010
0

Bias and the Professional Discipline Inquiry Committee

Bajwa v. British Columbia Veterinary Medical Association, 2010 BCSC 848, holds that an inquiry committee has jurisdiction to review itself for bias.

The Court states:

[77] The law is clear that when an allegation of bias is made, the tribunal should consider that allegation and rule on it.  If it rules that it is not biased, it may continue with the hearing and the party who wishes to pursue the allegation can raise it on a judicial review.  The tribunal is not to be paralysed simply because the allegation is made.

[78] In this case, the Inquiry Committee should have permitted Mr. Pyper to introduce the evidence which Dr. Bajwa alleged raised a reasonable apprehension of bias and make submissions on that issue.  If that had been done, and the Inquiry Committee ruled against Dr. Bajwa on that issue, there would have been a record before this court on judicial review.

Written by Johannes Schenk in: Uncategorized |
Apr
29
2010
0

Professional Duties: Lawyer Bonus Billing

Lawyers have a number of ways to bill. One way to bill a client is a “fair fee” related to the success achieved in a matter, also known as quantum meruit bonus billing.

A five member panel of the BC Court of Appeal recently spoke on the issue of bonus billing in Nathanson, Schachter & Thompson v. Inmet Mining Corp, 2009 BCCA 385. The decision is complex and reviews several lines of authority on the matter. The one issue that seems to be mostly agreed upon is the lawyer’s duty to clearly inform the client in advance of the manner in which billing is to rendered:

[3] As will be seen below, we are of the view that the Firm breached its duty to advise the Client fully and fairly regarding the terms of the retainer and that in the circumstances, it is precluded from claiming a fee greater than the sum of the fees already paid by the Client. For our joint reasons (ending at para. 73), we would therefore overrule this court’s previous decision in Albion, and dismiss the first ground of appeal. With respect to the other grounds of appeal, we have reached different conclusions which we have set out in separate or individual reasons following para. 73.

Written by admin in: Uncategorized |
Apr
15
2010
0

Appeals from Discipline Body Decisions

Another excellent paper from the Saskatchewan Law Reform Commission. This one deals with appeals (as opposed to judicial reviews)from tribunals including professional discipline tribunals.

Written by Johannes Schenk in: Uncategorized |
Apr
15
2010
0

Professional Discipline Processes

Look at this excellent Saskatchewan Law Reform Commission paper on professional disciplinary processes. The paper discusses a standard model of professional discipline as implemented in Saskatchewan. The paper is excellent.

Written by Johannes Schenk in: Uncategorized |
Apr
09
2010
0

Legal Professional Discipline and Type of Regulatory Body

See this paper on the relation between legal professional discipline outcomes and type of disciplinary organization. Keep in mind that this is an American paper and that governing bodies can be either a bar association, a legislated regulatory body or the Court. The type of institution meting out discipline appears to make a difference in the outcome of discipline process. If you look at the outcome graphs it appears that the Court directed process has the most severe outcome and that the bar association process leads to a less severe outcome. The study is preliminary and the authors propose to look further into the relationship between these bodies, the discipline outcomes, complaint handling efficiencies and complaint proces handling funding.

Written by admin in: Uncategorized |
Mar
29
2010
0

Professional Discipline Powers After Resignation

You don’t escape a professional discipline investigation just because you have resigned from membership. See Investment Dealers Association of Canada v. Dass,
2008 BCCA.

Written by Johannes Schenk in: Uncategorized |
Mar
26
2010
0

Professional Ethics: Lawyer Withdrawal on a File

R. v. Cunningham, 2010 SCC 10, deals with counsel’s right to withdraw on a matter for non-payment of fees and other reasons for withdrawal.

The headnote:

The Territorial Court had jurisdiction to refuse to grant C’s request to withdraw. A court has the authority to require counsel to continue to represent an accused when the reason for withdrawal is non‑payment of fees, but the authority must be exercised sparingly and only when necessary to prevent serious harm to the administration of justice. Superior courts possess inherent jurisdiction to ensure they can function as courts of law and fulfil their mandate to administer justice. Likewise, in the case of statutory courts, the authority to control their process and oversee the conduct of counsel is necessarily implied in the grant of power to function as a court of law.

Disclosure of non‑payment of fees in cases where it is unrelated to the merits and will not prejudice an accused does not attract the protection of the solicitor‑client privilege, and the remote possibility that a judge will inappropriately attempt to elicit privileged information in hearing the application to withdraw does not justify leaving the decision to withdraw exclusively to counsel. As well, the oversight of a lawyer’s withdrawal does not fall exclusively to the law societies. Both the courts and the law societies play different, but important, roles in regulating withdrawal: the courts prevent harm to the administration of justice and the law societies discipline lawyers whose conduct falls below professional standards. These roles are not mutually exclusive; rather, they are necessary to ensure the effective regulation of the profession and protect the process of the court. While counsel’s personal or professional interests may be in tension with an individual client’s interest, courts must presume that lawyers act ethically. Where the court requires counsel to continue to represent an accused, counsel must do so competently and diligently. Both the integrity of the profession and the administration of justice require nothing less. Lastly, a Rowbotham order might be relevant to the court’s residual discretion to refuse withdrawal, but it cannot operate as a replacement for it.

The court’s exercise of discretion to decide counsel’s application for withdrawal should be guided by the following principles. If counsel seeks to withdraw far enough in advance of any scheduled proceedings and an adjournment will not be necessary, the court should allow the withdrawal. If timing is an issue, the court is entitled to enquire into counsel’s reasons. In either the case of ethical reasons or non‑payment of fees, the court must accept counsel’s answer at face value and not enquire further so as to avoid trenching on potential issues of solicitor‑client privilege. If withdrawal is sought for an ethical reason, the court must grant withdrawal; if it is sought because of non‑payment of legal fees, the court may exercise its discretion to refuse counsel’s request if it determines, after weighing all the relevant factors, that allowing withdrawal would cause serious harm to the administration of justice.

Refusing an application to withdraw is a coercive and conclusive order with respect to the lawyer and, in that context, an order in the nature of certiorari should be given its normal scope and can be allowed where there is an error of jurisdiction or an error of law on the face of the record.

In this case, the Supreme Court of the Yukon Territory correctly concluded that the Territorial Court had the jurisdiction to refuse to grant counsel’s request to withdraw. The question of whether this case satisfies the high threshold that must be met to refuse leave to withdraw is now moot and the record before this Court does not provide information on several of the relevant factors. It is, therefore, not clear whether the circumstances of this case would, after full analysis of the relevant considerations, justify a refusal of leave to withdraw.

Written by Johannes Schenk in: Uncategorized |
Mar
25
2010
0

Lawyers Professional Discipline in Ohio

Ohio is a long way from Vancouver, British Columbia, but it is nevertheless interesting to see what other jurisdiction’s discipline practices are. Disciplinary Counsel v. Hoff, 124 Ohio St.3d 269, 2010-Ohio-136, deals with a lawyer who was found to have kept $5000.00 of a client’s money and provided no services therefore. The case makes an interesting comment on an appropriate sanction:

{¶ 9} In recommending a sanction for this misconduct, the board
considered sanctions imposed in similar cases and weighed mitigating and
aggravating factors to determine whether more lenient or exacting measures were
warranted in respondent’s case:

{¶ 10} The board concluded that an indefinite suspension is appropriate,
applying the rule that “[a] lawyer’s neglect of legal matters and failure to
cooperate in the ensuing disciplinary investigation generally warrant[] an
indefinite suspension from the practice of law in Ohio.” See Disciplinary
Counsel v. Mathewson, 113 Ohio St.3d 365, 2007-Ohio-2076, 865 N.E.2d 891, ¶
19. The board found only one mitigating factor⎯respondent’s lack of a prior
disciplinary record, see BCGD Proc.Reg.10(B)(2)(a)⎯which was clearly
outweighed by aggravating factors. Aggravating factors included respondent’s
failure to cooperate in the disciplinary process, his refusal to acknowledge the
wrongful nature of his conduct, the serious harm he caused his vulnerable victim,
and his failure to make restitution. See BCGD Proc.Reg. 10(B)(1)(e), (g), (h),
and (i).
{¶ 11} Having found the cited misconduct and no objections having been
filed, we accept the board’s recommendation as to the sanction. Respondent is
suspended from the practice of law in Ohio indefinitely. Pursuant to Gov.Bar R.
V(10)(B)(1), he may not petition for reinstatement for two years from the date of
our order.

Written by Johannes Schenk in: Uncategorized |
Mar
19
2010
0

Your Computer Account in a Professional Discipline Investigation

R. v. Morelli, 2010 SCC 8, is a very important decision dealing with search warrants accessing personal computer terminals, the innards of your computer hard drive, cache, browsing history and the rest of the little electronic breadcrumbs that you leave behind you.

The case is an absolute must read to at least get a sense of where this area of the law is at and just how complicated it is. The case outlines what it means to possess a computer file, whether a link to a site is possession, what automatic caching does, when a site is considered to have been viewed and what a complete and proper warrant application should touch on.

Written by Johannes Schenk in: Uncategorized |
Mar
18
2010
0

Professional Discipline: UN Basic Principles on the Role of Lawyers

See the UN Basic Principles on the Role of Lawyers.

If the lawyers don’t have rights who does?

Written by Johannes Schenk in: Uncategorized |

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Tel: 604-980-2335; Cel: 778-772-8885; Fax: 604-685-8993; Email: Johannes H. Schenk
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